commit c4cc2d2347e9aaa10208741f5ae046ba63b833db
parent 8d0b80016b59f71817b6905bc42544b570db9399
Author: Florian Dold <florian@dold.me>
Date: Tue, 18 Mar 2025 13:55:10 +0100
TOPS WIP
Diffstat:
1 file changed, 37 insertions(+), 4 deletions(-)
diff --git a/deployments/tops.rst b/deployments/tops.rst
@@ -15,6 +15,7 @@ Definitions / Glossary
high-risk transactions
* GmeR: "Geschäftsbeziehung mit erhöhtem Risiko", i.e.
high-risk business relationships
+* PEP: Politically exposed person
* MROS: Money Laundering Reporting Office Switzerland
Regulatory Requirements Introduction
@@ -183,13 +184,36 @@ on completing ``vqf_902_1_officer``.
Properties
----------
-* ``FILE_NOTE :: Text``: Current note on the GWG file.
-* ``CUSTOMER_LABEL :: Text``: Customer name or internal alias.
+* ``FILE_NOTE :: Text``:
+
+ * Current note on the GWG file.
+
+* ``CUSTOMER_LABEL :: Text``
+
+ * Customer name or internal alias.
+
* ``AML_ACCOUNT_ACTIVE_DEPOSIT :: Boolean``
+
+ * Was this customer activated for deposit operations?
+ * FIXME: Who sets this when? Isn't this implied by the rules?
+
* ``AML_DOMESTIC_PEP :: Boolean``
+
+ * Is the customer a domestic PEP?
+
* ``AML_FOREIGN_PEP :: Boolean``
+
+ * Is the customer a foreign PEP?
+ * FIXME: What about PEP at international org?
+
* ``AML_HIGH_RISK_BUSINESS :: Boolean``
+
+ * Is the customer a high-risk business?
+
* ``AML_HIGH_RISK_COUNTRY :: Boolean``
+
+ * Is the customer associated with a high-risk country?
+
* ``AML_NO_OPERATION_DURING_PERIOD :: Boolean``
* FIXME: What does this property mean?
@@ -207,10 +231,15 @@ Events
Account opening:
* ``ACCOUNT_OPENED``
+
+ * FIXME: When exactly does an account count as opened?
+
* ``ACCOUNT_OPENED_HIGH_RISK``
* ``ACCOUNT_OPENED_DOMESTIC_PEP``
* ``ACCOUNT_OPENED_FOREIGN_PEP``
-* ``ACCOUNT_OPENED_HR_COUNTRY`` (high risk country)
+* ``ACCOUNT_OPENED_HR_COUNTRY``
+
+ * Account with property ``AML_HIGH_RISK_COUNTRY`` was opened
Account closing:
@@ -218,10 +247,14 @@ Account closing:
* ``ACCOUNT_CLOSED_HIGH_RISK``
* ``ACCOUNT_CLOSED_DOMESTIC_PEP``
* ``ACCOUNT_CLOSED_FOREIGN_PEP``
-* ``ACCOUNT_CLOSED_HR_COUNTRY`` (high risk country)
+* ``ACCOUNT_CLOSED_HR_COUNTRY``
+
+ * Account with property ``AML_HIGH_RISK_COUNTRY`` was closed
MROS reporting:
+FIXME: Incomplete? What's the difference, why is completed only there for one type of reporting?
+
* ``ACCOUNT_MROS_REPORTED_ART9``: Account reported to MROS (Art. 9 GwG)
* ``ACCOUNT_MROS_REPORTED_ART305``: Account reported to MROS (`Art. 305 StGB <https://www.fedlex.admin.ch/eli/cc/54/757_781_799/de#art_305_ter>`_)
* ``ACCOUNT_INVESTIGATION_ART6_COMPLETED``
