commit af071c70817285ed21f6fafddcda277a8b8db539
parent 6c795f39a1a61617d2b55b758236224643545e54
Author: Christian Grothoff <grothoff@gnunet.org>
Date: Tue, 18 Mar 2025 14:33:42 +0100
clarify that we escalate to management if there are concerns, not always
Diffstat:
1 file changed, 7 insertions(+), 6 deletions(-)
diff --git a/deployments/tops.rst b/deployments/tops.rst
@@ -51,12 +51,13 @@ Establishing a Business Relationship
then processed manually.
4. When all the required data has been provided, it is in any case checked
- manually by the AML officer. Finally, the AMLO officer must define
- risk-based rules for monitoring the business relationship. The money
- laundering reporting officer makes a recommendation to the management as to
- whether the business relationship can be opened from the money laundering
- reporting officer's point of view or not. The management decides on
- acceptance or rejection.
+ manually by the AML officer. Finally, the AML officer must categorize
+ the customer to to derive a risk profile. Based on the risk profile,
+ risk-based rules are set for monitoring the business relationship. If
+ the AML officer has concerns about the business, they
+ escalate the case to the management as to whether the
+ business relationship can be opened.
+ The management can then make a final decision on acceptance or rejection.
Monitoring a Business Relationship
^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
