commit 66fcd69b1e80c4fdb034668ced6175c97aff070e
parent ab1db7765d2367df84b3158c50979d02d123c7e8
Author: Florian Dold <florian@dold.me>
Date: Wed, 19 Mar 2025 16:48:35 +0100
TOPS WIP
Diffstat:
1 file changed, 7 insertions(+), 6 deletions(-)
diff --git a/deployments/tops.rst b/deployments/tops.rst
@@ -256,10 +256,12 @@ Properties
* Values:
* ``NONE`` / undefined: No MROS reporting for that account
+ * ``INVESTIGATION_PENDING``: Pending investigation. The AML officer should
+ submit ``vqf_902_14`` to conclude investigation.
+ FIXME: Also have a form to *start* investigation?
+ * ``INVESTIGATION_COMPLETED``: Completed according to Art. 6 GwG
* ``REPORTED_SUSPICION_SIMPLE``: Reported under Art. 305 StGB (German "einfacher Verdacht", simple suspicion)
* ``REPORTED_SUSPICION_SUBSTANTIATED``: Reported under Art. 9 GwG (German "begründeter Verdacht", substantiated suspicion)
- * ``INVESTIGATION_FAILED``: Failed according to Art. 6 GwG
- * ``INVESTIGATION_COMPLETED``: Completed according to Art. 6 GwG
Events
------
@@ -293,8 +295,8 @@ MROS Reporting (see ``AML_MROS_STATE`` property):
* ``ACCOUNT_MROS_REPORTED_SUSPICION_SIMPLE``
* ``ACCOUNT_MROS_REPORTED_SUSPICION_SUBSTANTIATED``
+* ``ACCOUNT_INVESTIGATION_STARTED``
* ``ACCOUNT_INVESTIGATION_COMPLETED``
-* ``ACCOUNT_INVESTIGATION_FAILED``
PIN Letter
@@ -310,9 +312,8 @@ The KYC SPA should also specify which documents are still needed.
Implementation notes:
* The letter is sent and generated via ``challenger``
-* FIXME: How do we keep track of required documents?
-
- if partial document collection arrives: update context (later!)
+* We keep track of required documents via an ``INFO`` measure,
+ where the context is updated based on documents still required.
AML/KYC Forms
