commit 54588b57396a20b48ae6b7930af4a3a79618d993
parent a73e651a537c65efcfb7f202a5629443e167bc68
Author: Florian Dold <florian@dold.me>
Date: Wed, 12 Mar 2025 01:43:20 +0100
-more TOPS
Diffstat:
1 file changed, 40 insertions(+), 0 deletions(-)
diff --git a/deployments/tops.rst b/deployments/tops.rst
@@ -248,6 +248,9 @@ vqf_902_4
**Purpose:** The AML officer uses this form
to document the risk profile of a customer.
+**Prerequisites:** ``vqf_902_1`` (with follow-up form if required),
+``vqf_902_5`` and ``vqf_902_4`` must have been filled out for the customer.
+
**Attributes:**
.. code:: none
@@ -292,6 +295,40 @@ to document the risk profile of a customer.
// FIXME: We need to define our own criteria for
// monitoring of high-risk transactions.
+vqf_902_5
+^^^^^^^^^
+
+**Filled out by:** AML officer only
+
+**Purpose:** Customer profile
+
+**Attributes:**
+
+.. code:: none
+
+ BIZREL_PROFESSION :: Text
+ // FIXME: This is not just income
+ BIZREL_INCOME :: Text
+ BIZREL_ORIGIN_NATURE :: Text
+ BIZREL_ORIGIN_AMOUNT :: Text
+ BIZREL_ORIGIN_CATEGORY :: (
+ 'SAVINGS' | 'OWN_BUSINESS' |
+ 'INHERITANCE' | 'OTHER')
+ when BIZREL_ORIGIN_CATEGORY = 'OTHER' {
+ BIZREL_ORIGIN_CATEGORY_OTHER :: Text
+ }
+ BIZREL_ORIGIN_DETAIL :: Text
+ BIZREL_PURPOSE :: Text
+ BIZREL_DEVELOPMENT :: Text
+ // FIXME: This only applies to
+ // "Kassa-, Geld- und Wertübertragungsgeschäften mit Stammkunden"
+ BIZREL_FINANCIAL_VOLUME :: Text
+ BIZREL_FINANCIAL_BENEFICIARIES_FULL_NAME :: Text
+ // (end FIXME)
+ BIZREL_THIRDPARTY_RELATIONSHIP :: Text
+ BIZREL_THIRDPARTY_AMLA_FILES :: Text
+ BIZREL_THIRDPARTY_REFERENCES :: Text
+ BIZREL_FURTHER_INFO :: Text
vqf_902_9
^^^^^^^^^
@@ -456,6 +493,9 @@ Implementation Gaps
to show all information we have on an exchange AML account (=GwG file in VQF terminology)
on a single, printable page.
+* For vqf_902_1_officer, it would be great if an AML program could check
+ that required forms have actually been submitted.
+
Open Questions
--------------
