eldred-amicus.html (39766B)
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Ashcroft 7 - GNU Project - Free Software Foundation</title> 8 <style type="text/css" media="print,screen"><!-- 9 #content .emph-box { background: none; } 10 #content h3 { text-align: center; } 11 .signature { text-align: right; margin-right: 10%; } 12 .signature address { display: inline-block; text-align: left; font-style: normal; } 13 .infobox h4 { font-weight: normal; font-size: 1em; text-indent: -1em; } 14 .infobox ul, .infobox ul li { margin-left: 0; margin-right: 0; } 15 --></style> 16 <meta name="Keywords" content="GNU, FSF, Free Software Foundation, GNU, Linux, freedom, software, power, rights, copyright, extension, opinion, eldred, ashcroft, mickey mouse, law, disney, sonny bono, retroactive, perpetual" /> 17 <!--#include virtual="/philosophy/po/eldred-amicus.translist" --> 18 <!--#include virtual="/server/banner.html" --> 19 <!--#include virtual="/philosophy/ph-breadcrumb.html" --> 20 <!--GNUN: OUT-OF-DATE NOTICE--> 21 <!--#include virtual="/server/top-addendum.html" --> 22 <div class="article reduced-width"> 23 24 <h2 class="c">FSF's Brief Amicus Curiae, Eldred v. Ashcroft</h2> 25 <!-- 26 original version by: Nikos Drakos, CBLU, University of Leeds 27 * revised and updated by: Marcus Hennecke, Ross Moore, Herb Swan 28 * with significant contributions from: 29 Jens Lippmann, Marek Rouchal, Martin Wilck and others --> 30 31 <div class="infobox"> 32 <p class="c"> 33 [This document is also available 34 in <a href="/philosophy/eldred-amicus.ps">PostScript</a> 35 and <a href="/philosophy/eldred-amicus.pdf">PDF</a> formats.] 36 </p> 37 </div> 38 39 <hr class="no-display" /> 40 <div class="emph-box c" style="background: none"> 41 <p> 42 No. 01-618 43 <br /> 44 <br /> 45 <br /> 46 I<small>N </small>T<small>HE</small> 47 <br /> <b>Supreme Court of the United States</b> 48 <br /> 49 <br /> 50 E<small>RIC </small>E<small>LDRED</small>, <i>et al.</i>, 51 <br /> <i>Petitioners,</i> <br /> 52 <br /> 53 v. <br /> 54 <br /> 55 J<small>OHN </small>D. A<small>SHCROFT</small>, In his official capacity 56 <br /> 57 as Attorney General, 58 <br /> <i>Respondent.</i> <br /> 59 <br /> 60 <br /> <b>On Writ of Certiorari to the United States 61 <br /> 62 Court of Appeals for the 63 <br /> 64 District of Columbia Circuit</b> 65 <br /> 66 <br /> <b>Brief <i>Amicus Curiae</i> of the 67 <br /> 68 Free Software Foundation 69 <br /> 70 in Support of Petitioners</b> 71 <br /> 72 <br /> 73 </p> 74 75 <div class="signature"> 76 <address> 77 E<small>BEN </small>M<small>OGLEN</small> 78 <br /> <i>Counsel of record</i> 79 <br /> 80 435 West 116th Street 81 <br /> 82 New York, NY 10027 83 <br /> (212) 854-8382 <br /> 84 <br /> 85 Counsel for <i>Amicus Curiae</i> 86 </address> 87 </div> 88 </div> 89 90 <div class="emph-box"> 91 <h3 id="SECTION01000000000000000000">Question Presented</h3> 92 93 <ol> 94 <li>Did the Court of Appeals err in holding that, under the Copyright 95 Clause, Congress may indefinitely extend the term of existing 96 copyrights by <i>seriatim</i> adoption of nominally 97 “limited” extensions?</li> 98 </ol> 99 </div> 100 101 <div class="toc"> 102 <h3 id="SECTION02000000000000000000">Contents</h3> 103 <!--Table of Contents--> 104 105 <ul> 106 <li><a id="tex2html16" 107 href="#SECTION01000000000000000000">Question 108 Presented</a></li> 109 <li><a id="tex2html17" 110 href="#SECTION02000000000000000000">Contents</a></li> 111 <li><a id="tex2html18" 112 href="#SECTION03000000000000000000">Table of 113 Authorities</a></li> 114 <li><a id="tex2html19" 115 href="#SECTION04000000000000000000">Interest 116 of <i>Amicus Curiae</i></a></li> 117 <li><a id="tex2html20" 118 href="#SECTION05000000000000000000">Summary of 119 Argument</a></li> 120 <li><a id="tex2html21" 121 href="#SECTION06000000000000000000">Argument</a> 122 <ul> 123 <li><a id="tex2html22" 124 href="#SECTION06010000000000000000">I. The Framers 125 Intended Copyright to Be a Statutory Monopoly Awarded to Works of 126 Authorship For A Strictly Limited Time</a></li> 127 <li><a id="tex2html23" 128 href="#SECTION06020000000000000000">II. The Historical 129 Policy Embodied in the Copyright Clause is Absolutely Essential to 130 Reconcile the Copyright Monopoly with the System of Free 131 Expression</a> 132 <ul> 133 <li><a id="tex2html24" 134 href="#SECTION06021000000000000000">A. Indefinite 135 Extension of the Term of Monopoly on Existing Works of Authorship is 136 Incompatible with Both the Copyright Clause and the First 137 Amendment</a></li> 138 <li><a id="tex2html25" 139 href="#SECTION06022000000000000000">B. The Fifth 140 Amendment Prohibits Legislative Action Such as This With Respect to 141 Physical Property Rights, and There Is No Constitutional 142 Justification for Permitting What Cannot Be Done with Mere Property 143 to be Done with Free Expression</a></li> 144 </ul> 145 </li> 146 <li><a id="tex2html26" 147 href="#SECTION06030000000000000000">III. Particular 148 Dangers of Abuse and Corruption Justify Strict Constitutional 149 Scrutiny When the Term of Statutory Monopolies is Extended</a></li> 150 </ul> 151 </li> 152 <li><a id="tex2html27" 153 href="#SECTION07000000000000000000">Conclusion</a></li> 154 </ul> 155 <!--End of Table of Contents--> 156 </div> 157 158 159 <div class="infobox c"> 160 <h3 id="SECTION03000000000000000000">Table of Authorities</h3> 161 162 <div class="nocenter" style="display:inline-block"> 163 <h4> 164 <i>Cases</i> 165 </h4> 166 167 <ul> 168 <li>Abrams v. United States, 250 U.S. 616 (1919) 10 169 </li><li> 170 Darcy v. Allen, (The Case of Monopolies), 171 <br /> 172 11 Co. Rep. 84 (1603) 5 173 </li><li> 174 Eldred v. Reno, 239 F.3d 372 (CADC 2001) 7, <i>passim</i> 175 </li><li> 176 Feist Publications, Inc. v. Rural Telephone 177 <br /> 178 Service, Co., Inc., 499 U.S. 340 (1991) 7,11,12 179 </li><li> 180 Goldstein v. California, 412 U.S. 546 (1973) 12 181 </li><li> 182 Harper & Row, Publishers, Inc. v. Nation 183 <br /> 184 Enterprises, 471 U.S. 539 (1985) 9 185 </li><li> 186 Hawaii Housing Authority v. 187 <br /> 188 Midkiff, 467 U.S. 229 (1984) 14 189 </li><li> 190 New York Times Co. v. Sullivan, 376 U.S. 254 (1964) 10 191 </li><li> 192 Reno v. American Civil Liberties Union, 193 <br /> 194 521 U.S. 844 (1997) 10 195 </li><li> 196 San Francisco Arts & Athletics, Inc. v. 197 <br /> 198 United States Olympic Committee, 199 <br /> 200 483 U.S. 522 (1987) 9 201 </li><li> 202 Schnapper v. Foley, 667 F.2d 102 (CADC 1981) 11 203 </li><li> 204 Singer Mfg. Co. v. June Mfg. Co., 163 U.S. 169 (1896) 11 205 </li><li> 206 Trademark Cases, 100 U.S. 82 (1879) 11 207 </li><li> 208 West Virginia Board of Education v. Barnette, 209 <br /> 210 319 U.S. 624 (1943) 10 211 </li> 212 </ul> 213 214 <h4> 215 <i>Constitutions, Statutes, and Regulations</i> 216 </h4> 217 218 <ul> 219 <li> 220 U.S. Const. Art. I, §8, cl. 8 3, <i>passim</i> 221 </li><li> 222 U.S. Const. Amend. I 7, <i>passim</i> 223 </li><li> 224 U.S. Const. Amend. V 13,14 225 </li><li> 226 Copyright Act of 1709 (Statute of Anne), 227 <br /> 228 8 Anne, c. 19 6 229 </li><li> 230 Copyright Act of 1790, 1 Stat. 124 6 231 </li><li> 232 Sonny Bono Copyright Term 233 <br /> 234 Extension Act, Pub. L. No. 105-298, 235 <br /> 236 Title I, 112 Stat. 2827 3, <i>passim</i> 237 </li><li> 238 Statute of Monopolies, 21 Jac. I, c. 3 5 239 </li> 240 </ul> 241 242 <h4> 243 <i>Other Materials</i> 244 </h4> 245 246 <ul> 247 <li> 248 Yochai Benkler, Free as the Air to Common 249 <br /> 250 Use: First Amendment Constraints on 251 <br /> 252 Enclosure of the Public Domain, 253 <br /> 254 74 N.Y.U.L. Rev. 354 (1999) 8 255 </li><li> 256 William Blackstone, Commentaries on 257 <br /> 258 the Laws of England (1769) 5 259 </li><li> 260 The Charter and General Laws of the Colony 261 <br /> 262 and Province of Massachusetts Bay (Boston, 1814) 6 263 </li><li> 264 144 Cong. Rec. H9951 (daily ed. Oct. 7, 1998) 3 265 </li><li> 266 Thomas I. Emerson, The System of Freedom 267 <br /> 268 of Expression (1970) 9 269 </li><li> 270 Max Farrand, The Records of the Federal 271 <br /> 272 Convention of 1787 (1937) 6 273 </li><li> 274 George Lee Haskins, Law and Authority 275 <br /> 276 in Early Massachusetts (1960) 6 277 </li><li> 278 Melville B. Nimmer, Does Copyright Abridge 279 <br /> 280 the First Amendment Guaranties of Free Speech 281 <br /> 282 and the Press?, 17 UCLA L. Rev. 1180 (1970) 8 283 </li><li> 284 Mark Rose, Authors and Owners: 285 <br /> 286 The Invention of Copyright (1993) 6 287 </li><li> 288 Cecily Violet Wedgwood, The King's Peace (1955) 5 289 </li> 290 </ul> 291 </div> 292 </div> 293 <hr class="no-display" /> 294 295 <div class="emph-box c"> 296 <p> 297 No. 01-618 298 <br /> 299 <br /> 300 <br /> 301 I<small>N </small>T<small>HE</small> 302 <br /> <b>Supreme Court of the United States</b> 303 <br /> 304 <br /> 305 E<small>RIC </small>E<small>LDRED</small>, <i>et al.</i>, 306 <br /> <i>Petitioners,</i> <br /> 307 <br /> 308 v. <br /> 309 <br /> 310 J<small>OHN </small>D. A<small>SHCROFT</small>, In his official capacity 311 <br /> 312 as Attorney General, 313 <br /> <i>Respondent.</i> <br /> 314 <br /> 315 <br /> <b>On Writ of Certiorari to the United States 316 <br /> 317 Court of Appeals for the 318 <br /> 319 District of Columbia Circuit</b> 320 <br /> 321 <br /> <b>Brief <i>Amicus Curiae</i> of the 322 <br /> 323 Free Software Foundation 324 <br /> 325 in Support of Petitioners</b> 326 <br /> 327 <br /> 328 </p> 329 </div> 330 331 <h3 id="SECTION04000000000000000000">Interest of <i>Amicus 332 Curiae</i></h3> 333 334 <p> 335 This brief is filed on behalf of the Free Software Foundation, a 336 charitable corporation with its main offices in Boston, 337 Massachusetts.<a id="tex2html1" 338 href="#foot151"><strong>[1]</strong></a> The Foundation believes that 339 people should be free to study, share and improve all the software 340 they use, as they are free to share and improve all the recipes they 341 cook with, and that this right is an essential aspect of the system of 342 free expression in a technological society. The Foundation has been 343 working to achieve this goal since 1985 by directly developing and 344 distributing, and by helping others to develop and distribute, 345 software that is licensed on terms that permit all users to copy, 346 modify and redistribute the works, so long as they give others the 347 same freedoms to use, modify and redistribute in turn. The Foundation 348 is the largest single contributor to the GNU operating system (used 349 widely today in its GNU/Linux variant for computers from PCs to 350 supercomputer clusters). The Foundation's GNU General Public License 351 is the most widely used “free software” license, covering 352 major components of the GNU operating system and tens of thousands of 353 other computer programs used on tens of millions of computers around 354 the world. The Foundation is strongly interested in the use and 355 development of copyright law to encourage sharing, and to protect the 356 rights of users and the public domain.</p> 357 358 <h3 id="SECTION05000000000000000000">Summary of Argument</h3> 359 360 <blockquote> 361 <p> 362 Actually, Sonny [Bono] wanted the term of copyright protection to 363 last forever. 364 <br /> --Rep. Mary Bono 365 <br /> 366 144 Cong. Rec. H9951 (daily ed. Oct. 7, 1998) 367 </p> 368 </blockquote> 369 370 <p> 371 If the late Representative Bono believed that was possible, he was 372 mistaken. The Court of Appeals erred in holding that Congressmen 373 sharing his object can achieve what the Constitution expressly 374 forbids, simply because they do so in a series of enactments rather 375 than a single statute.</p> 376 377 <p> 378 No one seriously contends that Congress may achieve an expressly 379 unauthorized end by dividing the means of its achievement into 380 multiple statutes. Yet the Court of Appeals held that, so long as 381 each individual statute states a precise numerical increment, Congress 382 can extend the life of existing copyrights indefinitely. This 383 conclusion is in direct conflict with the language of the Copyright 384 Clause, Article I, §8, cl. 8, in its natural sense. The 385 constitutional history of England and British North America, moreover, 386 is unambiguous about the importance of “limited Times” in 387 the control of all state-awarded monopolies, of which genus copyright 388 and patent are species. The very evils that led English and British 389 North American constitutional lawyers to insist on the strictly 390 limited term of royal and statutory monopolies, and to embody that 391 requirement in the Copyright Clause of Article I, are present in the 392 retroactive extension of existing copyrights by the Sonny Bono 393 Copyright Term Extension Act (CTEA), 394 Pub. L. No. 105-298, Title I, 112 Stat. 2827, at issue 395 in this case.</p> 396 397 <p> 398 In the sphere of copyright, the limited time requirement protects the 399 public domain, by providing for its constant enrichment. The public 400 domain is an essential resource of our constitutional system of free 401 expression. As this Court has previously recognized, several aspects 402 of the copyright system represent constitutionally-required 403 limitations on the nature of the monopoly Congress is empowered to 404 grant. The limited term is not only a particularly important 405 constitutional limitation on Congressional power by virtue of its 406 presence in the text itself—which goes beyond the 407 textually-implicit limitations of fair use and the idea-expression 408 dichotomy—but also in the function it serves: the protection of 409 the common resource of the public domain.</p> 410 411 <p> 412 The CTEA unconstitutionally imperils the commons of the public domain 413 by flouting the clear intention of the limited term requirement. If 414 Congress had acted unilaterally to reduce copyright terms, as the 415 Solicitor General seems to believe it may, forcing some material into 416 the public domain decades ahead of current schedule, no doubt the 417 copyright industries would attack the legislation as a taking. If, on 418 the other hand, Congress acted to extend every 50-year lease by the 419 federal government for an additional 99 years at the government's 420 current rent, there is no question that compensation would be 421 required. Congress should not be permitted to take the public's 422 reversionary interest in the public domain, any more than it can take 423 a portion of the copyright holder's original term or of any leasehold 424 interest in real property. The constitutional system of free 425 expression, the language of the Copyright Clause, and the history of 426 our tradition demand no less.</p> 427 428 <h3 id="SECTION06000000000000000000">Argument</h3> 429 430 <h4 id="SECTION06010000000000000000">I. The Framers Intended Copyright 431 to Be a Statutory Monopoly Awarded to Works of Authorship For A 432 Strictly Limited Time</h4> 433 434 <p> 435 The words “for limited Times” appear in the Copyright 436 Clause, Article I, §8, cl. 8 as the result of long and 437 bitter experience with the constitutional evil of state-awarded 438 monopolies. From the seventeenth century, the requirement of 439 limitation in time was a basic constitutional mechanism for dealing 440 with the potential for abuse of power inherent in the royal or 441 statutory monopoly. The use by Queen Elizabeth of letters patent 442 monopolizing certain trades as a means of raising money from bidders 443 for monopoly profits gave rise to the case of <i>Darcy</i> 444 v. <i>Allen</i>, (<i>The Case of Monopolies</i>), 11 Co. Rep. 84 445 (1603), in which a royal patent monopoly on the making and 446 distribution of playing cards was held void. Parliament followed in 447 1624 with the Statute of Monopolies, 21 Jac. I, c. 3, which 448 declared that only Parliament might grant statutory monopolies, 449 limited to new inventions, for a period not to exceed fourteen 450 years. <i>See</i> 4 William Blackstone, <i>Commentaries on the Laws 451 of England</i> *159 (1769). This constitutional limitation was evaded 452 by Charles I during his period of despotic personal rule; the 453 resulting royal monopolies formed a significant grievance in the years 454 leading up to the English Civil War. <i>See</i> Cecily Violet 455 Wedgwood, <i>The King's Peace</i> 156-62 (1955).</p> 456 457 <p> 458 American colonists at odds with the government of Charles I perceived 459 the evil of governmental monopolies; in the Massachusetts Bay Colony 460 as early as 1641, the Colony's General Court decreed that “there 461 shall be no monopolies granted or allowed amongst us, but of such new 462 inventions that are profitable to the country, and that for a short 463 time.” <i>The Charter and General Laws of the Colony and 464 Province of Massachusetts Bay</i> 170 (Boston, 1814); see also George 465 Lee Haskins, <i>Law and Authority in Early Massachusetts</i> 130 466 (1960).</p> 467 468 <p> 469 When the Copyright Act of 1709, the famous “Statute of 470 Anne,” was framed, the drafters insisted on a limited term far 471 more stringent than authors, including John Locke, had proposed; they 472 adopted the fourteen-year limit from the Statute of 473 Monopolies. <i>See</i> Mark Rose, <i>Authors and Owners: The 474 Invention of Copyright</i> 44-47 (1993). The term provided by the 475 Statute of Anne, fourteen years with a renewal of fourteen years if 476 the author survived the first term, was adopted by First Congress in 477 the Copyright Act of 1790. <i>See</i> Copyright Act of 1709, 8 Anne, 478 c. 19; Act of May 31, 1790, 1 Stat. 124-25.</p> 479 480 <p> 481 The Framers of the Constitution unanimously accepted the idea of the 482 limited term for copyrights in the drafting of Article I, without 483 substantial discussion. <i>See</i> 2 Max Farrand, <i>The Records of 484 the Federal Convention of 1787</i>, at 321-325, 505-510, 570, 595 485 (1937).<a id="tex2html2" href="#foot152"><strong>[2]</strong></a> In 486 doing so, as the subsequent employment in the Copyright Act of 1790 of 487 the term of years from the Statute of Monopolies shows, the Framers 488 and the First Congress acted in full awareness of the long history of 489 attempts to control the harm done by statutory monopolies by limiting 490 their term.</p> 491 492 <p> 493 The constitutional importance of the “limited Times” 494 restriction cannot be vitiated, as the Court of Appeals' reasoning 495 would do, by affording Congress the opportunity to create perpetuities 496 on the installment plan, any more than Congress can eliminate the 497 constitutional requirement of originality. <i>Feist Publications, 498 Inc.</i> v. <i>Rural Telephone Service, Co., Inc.</i>, 499 U.S. 340, 499 346-347 (1991). The Court of Appeals erred fundamentally in its 500 conclusion that there is “nothing in text or in history that 501 suggests that a term of years for a copyright is not a ‘limited 502 Time’ if it may later be extended for another ‘limited 503 Time.’” <i>Eldred</i> v. <i>Reno</i>, 239 F.3d 372, 379 504 (CADC 2001). In this regard, the CTEA should not be judged in 505 isolation. The question is whether there is anything in text or 506 history rendering constitutionally objectionable the eleven extensions 507 of the monopoly term in the last forty years, resulting in a virtual 508 cessation of enlargements to the public domain, capped by the statute 509 before the Court, which postpones the reversion on every single 510 existing copyright for decades.</p> 511 512 <h4 id="SECTION06020000000000000000">II. The Historical Policy Embodied 513 in the Copyright Clause is Absolutely Essential to Reconcile the 514 Copyright Monopoly with the System of Free Expression</h4> 515 516 <p> 517 As important as the principle of limited time is in the general 518 restraint of the harms that flow from statutory monopolies, in the 519 area of copyright it has an even more crucial purpose to serve. The 520 limited term of copyright ensures the steady replenishment of the 521 public domain, the vast repository of the common culture of humankind. 522 The public domain is the springboard of societal creativity, the zone 523 of free reproduction and exchange that makes innovation possible. As 524 Yochai Benkler has elegantly shown, the existence of a vital and 525 expanding public domain reconciles the exclusive rights of the 526 copyright system with the underlying goals of the system of free 527 expression protected by the First Amendment. <i>See</i> Yochai 528 Benkler, <i>Free as the Air to Common Use: First Amendment Constraints 529 on Enclosure of the Public Domain</i>, 74 N.Y.U.L. Rev. 354, 386-394 530 (1999). The Court below erred in its facile dismissal of petitioners' 531 First Amendment concerns. That Court first held in its opinion that 532 the First Amendment's requirements are “categorically” 533 satisfied by the distinction between expression and idea, and then 534 that any material covered by copyright but subject to the defense of 535 fair use is therefore so copiously protected for purposes of free 536 expression that no First Amendment claim can possibly lie. 239 F.3d, 537 at 375-376.</p> 538 539 <p> 540 This position simply cannot be right. The Court below conceded that 541 an attempt by Congress to make copyright perpetual <i>in haec 542 verba</i> would be prohibited by the language of the Copyright Clause. 543 <i>Id.</i>, at 377. But even if the subterfuge of achieving 544 perpetuity piecemeal, by repeated retroactive extensions, somehow 545 evades the plain command of the Copyright Clause, it does not thus 546 render impotent the First Amendment. As the great copyright scholar 547 Melville Nimmer asked:</p> 548 549 <blockquote><p> 550 If I may own Blackacre in perpetuity, why not also <i>Black 551 Beauty</i>? The answer lies in the first amendment. There is no 552 countervailing speech interest which must be balanced against 553 perpetual ownership of tangible real and personal property. There is 554 such a speech interest, with respect to literary property, or 555 copyright.</p> 556 </blockquote> 557 <p>Melville B. Nimmer, <i>Does Copyright Abridge the First Amendment 558 Guaranties of Free Speech and the Press?</i>, 17 UCLA L. Rev. 1180, 559 1193 (1970). </p> 560 561 <p> 562 Nor has the Court of Appeals' position any support in the holdings of 563 this Court. On the contrary, as this Court's cases make clear, 564 copyright and related statutory monopolies in expression must conform 565 like any other regulation of speech to the requirements of the First 566 Amendment. In <i>Harper & Row, Publishers, Inc.</i> v. <i>Nation 567 Enterprises</i>, 471 U.S. 539 (1985), this Court rejected what it 568 characterized as “a public figure exception to copyright,” 569 because it found sufficient “the First Amendment protections 570 already embodied in the Copyright Act's distinction between … 571 facts and ideas, and the latitude for scholarship and comment 572 traditionally afforded by fair use.” <i>Id.</i>, at 560. Thus, 573 the Court said, it found “no warrant” for a further 574 expansion of the doctrine of fair use. <i>Id.</i> This by no means 575 implies, as the Court of Appeals somehow concluded, that <i>Harper 576 & Row</i> stands as an “insuperable” bar to all First 577 Amendment challenges to all subsequent copyright statutes. <i>See</i> 578 239 F.3d, at 375. In <i>San Francisco Arts & Athletics, Inc.</i> 579 v. <i>United States Olympic Committee</i>, 483 U.S. 522 (1987), this 580 Court applied standard First Amendment analysis to a statute conveying 581 special quasi-trademark protection to the word “Olympic,” 582 asking “whether the incidental restrictions on First Amendment 583 freedoms are greater than necessary to further a substantial 584 government interest.” <i>Id.</i>, at 537 (citation omitted).</p> 585 586 <p> 587 The First Amendment abhors the vacuum of limited expression. The 588 making of new works by the criticism, imitation, revision, and 589 rearrangement of existing material is the hallmark of literate culture 590 in all the arts and sciences. The First Amendment establishes not 591 merely a series of independent doctrines, but a “system of free 592 expression.” <i>See</i> Thomas I. Emerson, <i>The System of 593 Freedom of Expression</i> (1970). Our constitutional commitments to 594 an “uninhibited, robust, and wide-open” public 595 debate, <i>New York Times Co.</i> v. <i>Sullivan</i>, 376 U.S. 254, 596 270 (1964), a “marketplace of ideas,” <i>Reno</i> 597 v. <i>American Civil Liberties Union</i>, 521 U.S. 844, 885 598 (1997); <i>cf.</i> <i>Abrams</i> v. <i>United States</i>, 250 599 U.S. 616, 630 (1919), where there shall be no power to 600 “prescribe what shall be orthodox” <i>West Virginia Board 601 of Education</i> v. <i>Barnette</i>, 319 U.S. 624, 642 (1943), require 602 us to view with great skepticism all restrictions on the formation and 603 expression of ideas. Laws tending to establish monopolies in the 604 expression of ideas must pass the exacting scrutiny that protects our 605 most fundamental freedoms. The Copyright Clause does not exempt the 606 legislation enacted under it from such scrutiny, but rather 607 establishes principles that enable statutory monopolies and freedom of 608 expression to coexist. Of these, the principle of limitation in time 609 is far from the least important. By refusing to consider the effect 610 of the instant legislation in the broader context of a Congressional 611 policy of piecemeal, indefinite, wholesale extension of copyrights, 612 and in relation to the purposes established by the Copyright Clause 613 itself, the Court of Appeals failed in its duty to protect the 614 invaluable interests of the system of free expression.</p> 615 616 <h5 id="SECTION06021000000000000000">A. Indefinite Extension of the 617 Term of Monopoly on Existing Works of Authorship is Incompatible with 618 Both the Copyright Clause and the First Amendment</h5> 619 620 <p> 621 Precisely because the creation of exclusive rights in expressions 622 inevitably involves some danger of the monopolization of ideas, it is 623 crucial to the coexistence of copyright and the First Amendment that 624 all exclusive rights over expressions are limited in time. At some 625 specific moment, all exclusionary rights must end. Under our 626 Constitution, the reversion of every work of authorship is irrevocably 627 vested in the public.</p> 628 629 <p> 630 This reversion is not constitutionally optional. In the context of 631 patents, this Court has described the reversion as a 632 “condition” that the work subject to temporary statutory 633 monopoly will pass into the public domain upon the patent's 634 expiration. <i>Singer Mfg. Co.</i> v. <i>June Mfg. Co.</i>, 163 635 U.S. 169, 185 (1896).</p> 636 637 <p> 638 Notwithstanding this evident constitutional principle, the Court of 639 Appeals held that Congress may create a perpetuity in copyrights so 640 long as it does so sequentially, by repeatedly extending all existing 641 copyrights for nominally “limited” terms. This holding 642 contradicts the spirit of both the Copyright Clause and the First 643 Amendment. The Court of Appeals erroneously held, following its own 644 precedent, <i>see</i> <i>Schnapper</i> v. <i>Foley</i>, 667 F.2d 102, 645 112 (1981), that the single phrase comprising the Copyright Clause, 646 empowering Congress “To promote the Progress of Science and 647 useful Arts, by securing for limited Times to Authors and Inventors 648 the exclusive Right to their respective Writings and 649 Discoveries,” imposes no substantive limitation on Congress 650 through its declaration of purpose. But the Court of Appeals 651 acknowledged, as it must, that this Court's cases show clearly that 652 Congressional power is indeed limited by the Copyright Clause, and so 653 its effort is bent to the disintegration of a single phrase of 654 twenty-seven words, directed at showing that the first nine are 655 somehow constitutionally irrelevant.</p> 656 657 <p> 658 This Court first held in the <i>Trademark Cases</i>, 100 U.S. 82 659 (1879), and reaffirmed in <i>Feist, supra</i>, 499 U.S., at 346-47, 660 that Congress cannot constitutionally dilute the requirement of 661 originality, by extending copyright coverage to works of authorship 662 that make use of expressions already in existence, or in which the 663 author's effort in collection and arrangement of existing information 664 does not establish that “modicum of creativity” the 665 Constitution requires. According to the Court of Appeals, however, 666 the principle of originality emerges solely from the words 667 “Writing” and “Author,” taking not the 668 slightest support from the declaration of purpose that begins the 669 Copyright Clause.</p> 670 671 <p> 672 The Copyright Clause is unique among the enumerations of legislative 673 power in Article I, §8 in containing a declaration of purpose; it 674 alone “describes both the objective which Congress may seek and 675 the means to achieve it.” <i>Goldstein</i> v. <i>California</i>, 676 412 U.S. 546, 555 (1973). Adopting a reading of the clause that 677 denies legal effect to the words the drafters specifically and 678 atypically included is an implausible style of constitutional 679 construction.</p> 680 681 <p> 682 Even without reference to the beginning of the clause, however, this 683 Court's prior opinions show that the Court of Appeals has misperceived 684 the task of construction. The Court of Appeals treats the words 685 “limited Times” in purely formal terms, so 686 that—after ten previous interlocking extensions beginning in 687 1962, holding substantially all works with otherwise-expiring 688 copyrights out of the public domain for a generation—the CTEA's 689 extension of existing terms for another twenty years raises no 690 substantive constitutional question because the new twenty-year 691 extension period is numerically definite. The same formal, 692 anti-contextual approach to the words would result, however, in the 693 result rejected by this Court in <i>Feist</i>: telephone directories 694 are undeniably “writings” in the same crabbed sense that 695 the term extension contained in the CTEA is “limited.”</p> 696 697 <h5 id="SECTION06022000000000000000">B. The Fifth Amendment Prohibits 698 Legislative Action Such as This With Respect to Physical Property 699 Rights, and There Is No Constitutional Justification for Permitting 700 What Cannot Be Done with Mere Property to be Done with Free 701 Expression</h5> 702 703 <p> 704 On the logic of the Court of Appeals' holding, which is apparently 705 supported in this Court by the Solicitor General, Congress could pass 706 a statute shortening the term of existing copyrights, reallocating a 707 large body of currently-covered works to the public domain. If the 708 statute simply provided that the term of copyright be reduced to 709 fourteen years, according to the Court of Appeals, that would satisfy 710 the requirement of “limited Times,” and there would be no 711 occasion for the Courts to inquire into whether such a change promoted 712 the progress of science and the useful arts, though copyright holders 713 could well be expected to contend that such an alteration of the 714 duration of existing copyrights deprived them of the benefit that the 715 “copyright bargain” supposedly “secures” 716 them.</p> 717 718 <p> 719 But the copyright bargain faces two ways: “securing” 720 authors their limited monopoly in return for the reversion to the 721 public. Increasing the reversionary interest at the expense of the 722 first estate is conceptually no different than increasing the 723 copyright holder's monopoly at the expense of the reversionary 724 interest, which is that of the whole society and the system of free 725 expression. Shrinking or eliminating the public domain in order to 726 increase the benefit to the monopolists, whose works have already been 727 created in reliance on the previous allocation of rights, neither 728 promotes the progress of knowledge nor respects the 729 critically-important free speech interest in the health of the public 730 domain.<a id="tex2html3" 731 href="#foot138"><strong>[3]</strong></a></p> 732 733 <p> 734 Nor would the Takings Clause of the Fifth Amendment permit such 735 uncompensated legislative adjustment of the terms of interest in real 736 property. Copyright—not surprisingly in view of its common law 737 origins—adopts an essentially familiar structure of 738 “estates” in works of authorship, beginning with a 739 conveyance for term of years or a life interest plus a term of years, 740 with a reversion to the public domain. This Court has held that 741 legislative alteration of such estates that destroys or limits the 742 reversionary interest in real property in order to achieve 743 redistribution between private parties is “public use” 744 within the meaning of the Takings Clause, and is constitutional if 745 compensated. <i>Hawaii Housing Authority</i> v. <i>Midkiff</i>, 467 746 U.S. 229 (1984). But it has never been suggested that Congress or a 747 state legislature could achieve a similarly vast wealth transfer to 748 present lessees through the extension of the terms of all existing 749 leases, extinguishing or indefinitely postponing the reversionary 750 interest, without paying compensation.</p> 751 752 <p> 753 What the Fifth Amendment prohibits with respect to interference with 754 existing rights in real property should not be permissible where the 755 rights being destroyed by legislative changes in property rules are 756 rights to the freedom of speech and publication. The Court of Appeals 757 dismissively viewed petitioners as seeking to enforce rights to use 758 the copyrighted works of others. 239 F.3d, at 376. On the contrary, 759 petitioners claim only their constitutional entitlement to use the 760 works that would have entered the public domain, as required by the 761 law in effect at the time the particular statutory monopolies at issue 762 were granted, had it not been for unconstitutional Congressional 763 interference.</p> 764 765 <h4 id="SECTION06030000000000000000">III. Particular Dangers of Abuse and 766 Corruption Justify Strict Constitutional Scrutiny When the Term of 767 Statutory Monopolies is Extended</h4> 768 769 <p> 770 During the first century of our Republic, the term of copyright was 771 extended once. During the next seventy years, it was extended once 772 more. Since 1962, copyright terms have been extended regularly, in 773 increments ranging from one year to twenty years, and the flow of 774 US-copyrighted works into the public domain has nearly ceased. The 775 statute before this Court postpones rights in material protected by 776 the First Amendment to any but the holders of statutory monopolies for 777 an additional generation.</p> 778 779 <p> 780 No pattern of legislation could more clearly indicate the presence of 781 the very evils against which the Framers of the Constitution and their 782 forebears contended, and which gave rise to the Copyright Clause and 783 its requirement for “limited Times.” When our predecessors 784 in the struggle for constitutional liberty perceived a danger from 785 corruption in the grant of monopolies, the danger they apprehended was 786 from the executive, which might use its power to grant such monopolies 787 to raise money independent of the legislature. In our time the risk 788 is that the legislature, which is granted the power to create such 789 monopolies by Article I, §8, will use that power to benefit 790 copyright holders at the expense of the public domain. Such a 791 purpose—to turn the system of free expression into a series of 792 private fiefdoms for the benefit of monopolists, who may choose to 793 rebate a small portion of the monopoly rents thus extracted from the 794 population in the form of campaign contributions—is forbidden to 795 Congress by the plain wording of the Copyright Clause and by the First 796 Amendment. The use of repeated interim extensions to achieve the 797 effect of a perpetuity is not less dangerous than the single enactment 798 that all parties concede would be unconstitutional. On the contrary, 799 such a legislative practice increases the dangers of corruption 800 without reducing the harm to the public domain.</p> 801 802 <h3 id="SECTION07000000000000000000">Conclusion</h3> 803 804 <p> 805 Perhaps the late Representative Bono did indeed believe that copyright 806 should last forever. That any legislator could hold that view 807 suggests the degree of danger to a fundamental part of the system of 808 free expression into which we have drifted. This Court should hold 809 that the extension of existing copyright terms in the CTEA violates 810 the requirements of the Copyright Clause and the First Amendment. The 811 decision of the Court of Appeals should be reversed.</p> 812 813 <p> 814 Respectfully submitted. 815 </p> 816 817 <div class="signature"> 818 <address> 819 E<small>BEN </small>M<small>OGLEN</small> 820 <br /> <i>Counsel of record</i> 821 <br /> 822 435 West 116th Street 823 <br /> 824 New York, NY 10027 825 <br /> (212) 854-8382 <br /> 826 <br /> 827 Counsel for <i>Amicus Curiae</i> 828 </address> 829 </div> 830 831 <div class="infobox"> 832 <hr /> 833 <ul class="no-bullet"> 834 <li><a id="foot151" href="#tex2html1"><sup>1</sup></a> Counsel for 835 both parties have consented to the filing of this brief, and those 836 consents have been filed with the Clerk of this Court. No counsel for 837 either party had any role in authoring this brief, and no person other 838 than the <i>amicus</i> and its counsel made any monetary contribution 839 to its preparation and submission.</li> 840 841 <li><a id="foot152" href="#tex2html2"><sup>2</sup></a> The only 842 amendment made was in the replacement of the phrase originally 843 suggested by Charles Pinckney of South Carolina, that monopolies be 844 granted for a “certain” time. <i>See</i> 3 845 <i>id.</i>, at 122.</li> 846 847 <li><a id="foot138" href="#tex2html3"><sup>3</sup></a> The Court of 848 Appeals minimized the importance of the impoverishment of the public 849 domain when it maintained that “[p]reserving access to works 850 that would otherwise disappear—not enter the public domain but 851 disappear—‘promotes Progress’ as surely as does 852 stimulating the creation of new works.” 239 F.3d, at 379. This 853 is an apparent reference to claims made by copyright holders in the 854 legislative process that certain classes of works, particularly films, 855 would not be physically preserved unless the copyright monopoly were 856 extended. It is sufficient to point out that such a principle for the 857 award of copyright monopolies conflicts with the constitutionally 858 mandated requirement of originality: Congress cannot elect to preserve 859 books, films, or music by conveying to the conservator a statutory 860 monopoly of copying and distribution lasting decades.</li> 861 </ul> 862 </div> 863 </div> 864 865 </div><!-- for id="content", starts in the include above --> 866 <!--#include virtual="/server/footer.html" --> 867 <div id="footer" role="contentinfo"> 868 <div class="unprintable"> 869 870 <p>Please send general FSF & GNU inquiries to 871 <a href="mailto:gnu@gnu.org"><gnu@gnu.org></a>. 872 There are also <a href="/contact/">other ways to contact</a> 873 the FSF. Broken links and other corrections or suggestions can be sent 874 to <a href="mailto:webmasters@gnu.org"><webmasters@gnu.org></a>.</p> 875 876 <p><!-- TRANSLATORS: Ignore the original text in this paragraph, 877 replace it with the translation of these two: 878 879 We work hard and do our best to provide accurate, good quality 880 translations. However, we are not exempt from imperfection. 881 Please send your comments and general suggestions in this regard 882 to <a href="mailto:web-translators@gnu.org"> 883 <web-translators@gnu.org></a>.</p> 884 885 <p>For information on coordinating and contributing translations of 886 our web pages, see <a 887 href="/server/standards/README.translations.html">Translations 888 README</a>. --> 889 Please see the <a 890 href="/server/standards/README.translations.html">Translations 891 README</a> for information on coordinating and contributing translations 892 of this article.</p> 893 </div> 894 895 <!-- Regarding copyright, in general, standalone pages (as opposed to 896 files generated as part of manuals) on the GNU web server should 897 be under CC BY-ND 4.0. Please do NOT change or remove this 898 without talking with the webmasters or licensing team first. 899 Please make sure the copyright date is consistent with the 900 document. For web pages, it is ok to list just the latest year the 901 document was modified, or published. 902 903 If you wish to list earlier years, that is ok too. 904 Either "2001, 2002, 2003" or "2001-2003" are ok for specifying 905 years, as long as each year in the range is in fact a copyrightable 906 year, i.e., a year in which the document was published (including 907 being publicly visible on the web or in a revision control system). 908 909 There is more detail about copyright years in the GNU Maintainers 910 Information document, www.gnu.org/prep/maintain. --> 911 912 <p>Copyright © 2002 Eben Moglen</p> 913 914 <p>Verbatim copying and distribution of this entire article are 915 permitted worldwide, without royalty, in any medium, provided this 916 notice, and the copyright notice, are preserved.</p> 917 918 <!--#include virtual="/server/bottom-notes.html" --> 919 920 <p class="unprintable">Updated: 921 <!-- timestamp start --> 922 $Date: 2021/09/04 09:33:04 $ 923 <!-- timestamp end --> 924 </p> 925 </div> 926 </div><!-- for class="inner", starts in the banner include --> 927 </body> 928 </html>